Bowers Thomas A.'s Form 4 filing
Fair Isaac Corp (FICO) · filed Feb 2, 2023
- Accession no.
- 0001214659-23-001504
- Filed
- Feb 2, 2023
- Trade date
- Jan 31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $8.78M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bowers Thomas A.CIK 0001675736 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +4,193 | $354.18 | +$1,485,076.74 | 8,338 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +5,362 | $506.91 | +$2,718,051.42 | 13,700 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +1,606 | $407.49 | +$654,428.94 | 15,306 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −9,828 | $650.87F1 | −$6,396,750.36 | 5,478 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −1,029 | $651.86F2 | −$670,763.94 | 4,449 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −304 | $652.45F3 | −$198,344.8 | 4,145 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −2,330 | $650.10F4 | −$1,514,733 | 1,815 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −4,193 | $0.00 | $0 | 1,397 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −5,362 | $0.00 | $0 | 5,360 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −1,606 | $0.00 | $0 | 4,816 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $650.45 to $651.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $651.46 to $652.3650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $652.4150 to $652.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $650.00 to $650.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.