Kelly Braden R 的 Form 4 申報
Fair Isaac Corp（FICO），2022/12/12 申報
- 申報編號
- 0001214659-22-014797
- 申報時間
- 2022/12/12
- 交易日
- 2022/12/8-12/9
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $256.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Kelly Braden RCIK 0001175873 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/8 | Common Stock | M行使選擇權取得 | +3,638 | $95.59 | +$347,756.42 | 13,244 | 直接 | |
| 2022/12/8 | Common Stock | S賣出處分 | −2,239 | $625.04F1 | −$1,399,464.56 | 11,005 | 直接 | |
| 2022/12/8 | Common Stock | S賣出處分 | −800 | $626.34F2 | −$501,072 | 10,205 | 直接 | |
| 2022/12/8 | Common Stock | S賣出處分 | −200 | $628.16F3 | −$125,632 | 10,005 | 直接 | |
| 2022/12/8 | Common Stock | S賣出處分 | −399 | $629.18F4 | −$251,042.82 | 9,606 | 直接 | |
| 2022/12/9 | Common Stock | M行使選擇權取得 | +461 | $95.59 | +$44,066.99 | 10,067 | 直接 | |
| 2022/12/9 | Common Stock | S賣出處分 | −461 | $625.00 | −$288,125 | 9,606 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/8 | Common Stock | M行使選擇權處分 | −3,638 | $0.00 | $0 | 2,711 | 直接 | |
| 2022/12/9 | Common Stock | M行使選擇權處分 | −461 | $0.00 | $0 | 289 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $625.0000 to $625.6100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $626.0700 to $626.6200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $628.0800 to $628.2050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $629.1500 to $629.1950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。