Kelly Braden R's Form 4 filing
Fair Isaac Corp (FICO) · filed Dec 12, 2022
- Accession no.
- 0001214659-22-014797
- Filed
- Dec 12, 2022
- Trade date
- Dec 8-9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.57M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kelly Braden RCIK 0001175873 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2022 | Common Stock | MOption exerciseAcquired | +3,638 | $95.59 | +$347,756.42 | 13,244 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −2,239 | $625.04F1 | −$1,399,464.56 | 11,005 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −800 | $626.34F2 | −$501,072 | 10,205 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −200 | $628.16F3 | −$125,632 | 10,005 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −399 | $629.18F4 | −$251,042.82 | 9,606 | Direct | |
| Dec 9, 2022 | Common Stock | MOption exerciseAcquired | +461 | $95.59 | +$44,066.99 | 10,067 | Direct | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −461 | $625.00 | −$288,125 | 9,606 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2022 | Common Stock | MOption exerciseDisposed | −3,638 | $0.00 | $0 | 2,711 | Direct | |
| Dec 9, 2022 | Common Stock | MOption exerciseDisposed | −461 | $0.00 | $0 | 289 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $625.0000 to $625.6100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $626.0700 to $626.6200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $628.0800 to $628.2050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $629.1500 to $629.1950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.