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Ault Milton C III 的 Form 4 申報

Alzamend Neuro, Inc.(ALZN),2021/7/19 申報

申報編號
0001214659-21-007627
申報時間
2021/7/19
交易日
2021/7/15-7/19
申報延遲
4 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 4 筆非衍生性交易。公開市場買進合計 $2.98 萬。公開市場賣出合計 $2,076。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Ault Milton C IIICIK 0001212502持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/7/15Common StockP買進取得+700$6.33F1+$4,4315,321,255間接
2021/7/15Common StockS賣出處分−300$6.92−$2,0765,320,955間接
2021/7/16Common StockP買進取得+600$6.23F3+$3,7385,321,555間接
2021/7/19Common StockP買進取得+4,000$5.41F4+$21,6405,325,555間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.3254. The range of purchase prices on the transaction date was $6.18 to $6.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

表 I 有 1 筆交易的價格引用這則附註。

F3

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.2333. The range of purchase prices on the transaction date was $6.16 to $6.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

表 I 有 1 筆交易的價格引用這則附註。

F4

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4125. The range of purchase prices on the transaction date was $5.31 to $5.52 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)