Ault Milton C III's Form 4 filing
Alzamend Neuro, Inc. (ALZN) · filed Jul 19, 2021
- Accession no.
- 0001214659-21-007627
- Filed
- Jul 19, 2021
- Trade date
- Jul 15-19, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $29.8K. Open-market sales total $2.08K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | PPurchaseAcquired | +700 | $6.33F1 | +$4,431 | 5,321,255 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −300 | $6.92 | −$2,076 | 5,320,955 | Indirect | |
| Jul 16, 2021 | Common Stock | PPurchaseAcquired | +600 | $6.23F3 | +$3,738 | 5,321,555 | Indirect | |
| Jul 19, 2021 | Common Stock | PPurchaseAcquired | +4,000 | $5.41F4 | +$21,640 | 5,325,555 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.3254. The range of purchase prices on the transaction date was $6.18 to $6.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F3
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.2333. The range of purchase prices on the transaction date was $6.16 to $6.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F4
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4125. The range of purchase prices on the transaction date was $5.31 to $5.52 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.