Hong Timmie 的 Form 4/A 修正申報
修正Moneylion Inc.（ML），2025/1/17 申報
- 申報編號
- 0001213900-25-004669
- 申報時間
- 2025/1/17
- 交易日
- 2024/11/18
- 申報延遲
- 60 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2024/11/19
這份申報列了 2 筆非衍生性交易、3 筆衍生性交易。沿用原件裡沒有重述的 5 筆交易。公開市場賣出合計 $89.8 萬。交易後 60 天申報。
這份修正申報重述了 0001213900-24-100221（2024/11/19 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hong TimmieCIK 0001882712 | 高階主管（產品長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/18 | Class A Common Stock | M行使選擇權取得 | +2,500 | $6.60 | +$16,500 | 100,725 | 直接 | |
| 2024/11/18 | Class A Common Stock | M行使選擇權取得 | +1,250 | $12.00 | +$15,000 | 101,975 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/18 | Class A Common Stock | M行使選擇權處分 | −2,500 | $0.00 | $0 | 6,877 | 直接 | |
| 2024/11/18 | Class A Common Stock | M行使選擇權處分 | −407 | $0.00 | $0 | 12,354 | 直接 | |
| 2024/11/18 | Class A Common Stock | M行使選擇權處分 | −843 | $0.00 | $0 | 10,573 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001213900-24-100221（2024/11/19 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/15 | Class A Common Stock | S賣出處分 | −5,128 | $80.11 | −$410,804.08 | 98,225 | 直接 | |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −1,499 | $78.26F4 | −$117,311.74 | 96,726 | 直接 | |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −1,600 | $79.21F5 | −$126,736 | 95,126 | 直接 | |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −1,395 | $80.41F6 | −$112,171.95 | 93,731 | 直接 | |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −1,622 | $81.00F7 | −$131,382 | 92,109 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F4
The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $77.68 to $78.63 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $78.69 to $79.66 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $79.81 to $80.76 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $80.97 to $81.03 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This amendment is being filed to reflect the exercise of options in connection with the exercise and sale of options executed under the reporting person's 10b5-1 trading plan. The sale was reported on the original Form 4 but the exercise was inadvertently omitted from the original filing.
- F2
Includes restricted stock units and performance share units, each of which represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share, of MoneyLion Inc. and the acquisition of which was previously reported in Table I of the Reporting Person's prior Form 4s.
- F3
25% of the stock option award vested on the first anniversary of November 15, 2017, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.
- F4
25% of the stock option award vested on the first anniversary of November 1, 2018, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.
- F5
25% of the stock option award vested on the first anniversary of September 21, 2019, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.