Hong Timmie's Form 4/A amendment
AmendedMoneylion Inc. (ML) · filed Jan 17, 2025
- Accession no.
- 0001213900-25-004669
- Filed
- Jan 17, 2025
- Trade date
- Nov 18, 2024
- Filing delay
- 60 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Nov 19, 2024
This filing lists 2 non-derivative transactions and 3 derivative transactions. It carries over 5 transactions from the original filing that it did not restate. Open-market sales total $898.4K. It was filed 60 days after the trade.
This amendment restates part of 0001213900-24-100221 (filed Nov 19, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hong TimmieCIK 0001882712 | Officer (Chief Product Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,500 | $6.60 | +$16,500 | 100,725 | Direct | |
| Nov 18, 2024 | Class A Common Stock | MOption exerciseAcquired | +1,250 | $12.00 | +$15,000 | 101,975 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 6,877 | Direct | |
| Nov 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −407 | $0.00 | $0 | 12,354 | Direct | |
| Nov 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −843 | $0.00 | $0 | 10,573 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001213900-24-100221 (filed Nov 19, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Class A Common Stock | SSaleDisposed | −5,128 | $80.11 | −$410,804.08 | 98,225 | Direct | |
| Nov 18, 2024 | Class A Common Stock | SSaleDisposed | −1,499 | $78.26F4 | −$117,311.74 | 96,726 | Direct | |
| Nov 18, 2024 | Class A Common Stock | SSaleDisposed | −1,600 | $79.21F5 | −$126,736 | 95,126 | Direct | |
| Nov 18, 2024 | Class A Common Stock | SSaleDisposed | −1,395 | $80.41F6 | −$112,171.95 | 93,731 | Direct | |
| Nov 18, 2024 | Class A Common Stock | SSaleDisposed | −1,622 | $81.00F7 | −$131,382 | 92,109 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F4
The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $77.68 to $78.63 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $78.69 to $79.66 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $79.81 to $80.76 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $80.97 to $81.03 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to reflect the exercise of options in connection with the exercise and sale of options executed under the reporting person's 10b5-1 trading plan. The sale was reported on the original Form 4 but the exercise was inadvertently omitted from the original filing.
- F2
Includes restricted stock units and performance share units, each of which represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share, of MoneyLion Inc. and the acquisition of which was previously reported in Table I of the Reporting Person's prior Form 4s.
- F3
25% of the stock option award vested on the first anniversary of November 15, 2017, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.
- F4
25% of the stock option award vested on the first anniversary of November 1, 2018, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.
- F5
25% of the stock option award vested on the first anniversary of September 21, 2019, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.