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Weisburd David 的 Form 4 申報

African Agriculture Holdings Inc.(AAGR),2023/12/8 申報

申報編號
0001213900-23-094501
申報時間
2023/12/8 21:00 ET
交易日
2021/8/13-2023/12/6
申報延遲
847 天遲報
10b5-1 計畫
沒有勾選

這份申報列了 5 筆非衍生性交易、4 筆衍生性交易。交易後 847 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Weisburd DavidCIK 0001828663持股 10% 以上大股東
Thomas HansCIK 0001828707持股 10% 以上大股東
10X Capital SPAC Sponsor II LLCCIK 0001861433持股 10% 以上大股東
10X Capital Advisors, LLCCIK 0001916263持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/13Common StockP買進取得+455,000–F1–455,000間接
2023/5/15Common StockC轉換取得+1,000,000$0.00$01,455,000間接
2023/12/6Common StockC轉換取得+3,218,261–F3–4,673,261間接
2023/12/6Common StockJ其他取得+1,233,167–F4–5,906,428間接
2023/12/6Common StockJ其他取得+2,289,235–F5–8,195,663間接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/8/13Common StockP買進取得+151,666–F1–151,666間接
2023/5/15Common StockC轉換處分−1,000,000$0.00$04,332,328間接
2023/12/6Common StockJ其他處分−1,114,067–F6–3,218,261間接
2023/12/6Common StockC轉換處分−3,218,261–F3–0間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Upon the consummation of the Issuer's (f/k/a 10X Capital Venture Acquisition Corp. II) initial public offering, 10X Capital SPAC Sponsor II LLC (the "Sponsor") purchased 455,000 private placement units, each of which consists of one Class A ordinary share of the Issuer and one-third of one redeemable warrant to purchase one Class A ordinary share, for a purchase price of $10.00 per unit. In connection with the completion of the Issuer's initial business combination (the "Business Combination") on December 6, 2023, each Class A ordinary share outstanding was automatically converted into shares of the Issuer's Common Stock on a one-to-one basis.

表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。

F3

Upon the completion of the Business Combination, the Class B Common Stock (formerly, the Class B ordinary shares) held of record by the Sponsor were automatically converted into shares of the Issuer's Common Stock on a one-to-one basis.

表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。

F4

Represents shares issued to the Sponsor by the Issuer pursuant to an obligation set forth in a promissory note.

表 I 有 1 筆交易的價格引用這則附註。

F5

Represents shares issued to the Sponsor by the Issuer pursuant to an agreement to waive a certain merger covenant.

表 I 有 1 筆交易的價格引用這則附註。

F6

Represents a transfer of shares from the Sponsor to certain investors in connection to obligations set forth in non-redemption agreements.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)