Weisburd David's Form 4 filing
African Agriculture Holdings Inc. (AAGR) · filed Dec 8, 2023
- Accession no.
- 0001213900-23-094501
- Filed
- Dec 8, 2023, 9:00 PM ET
- Trade date
- Aug 13, 2021-Dec 6, 2023
- Filing delay
- 847 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. It was filed 847 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weisburd DavidCIK 0001828663 | 10% Owner |
| Thomas HansCIK 0001828707 | 10% Owner |
| 10X Capital SPAC Sponsor II LLCCIK 0001861433 | 10% Owner |
| 10X Capital Advisors, LLCCIK 0001916263 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +455,000 | –F1 | – | 455,000 | Indirect | |
| May 15, 2023 | Common Stock | CConversionAcquired | +1,000,000 | $0.00 | $0 | 1,455,000 | Indirect | |
| Dec 6, 2023 | Common Stock | CConversionAcquired | +3,218,261 | –F3 | – | 4,673,261 | Indirect | |
| Dec 6, 2023 | Common Stock | JOtherAcquired | +1,233,167 | –F4 | – | 5,906,428 | Indirect | |
| Dec 6, 2023 | Common Stock | JOtherAcquired | +2,289,235 | –F5 | – | 8,195,663 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +151,666 | –F1 | – | 151,666 | Indirect | |
| May 15, 2023 | Common Stock | CConversionDisposed | −1,000,000 | $0.00 | $0 | 4,332,328 | Indirect | |
| Dec 6, 2023 | Common Stock | JOtherDisposed | −1,114,067 | –F6 | – | 3,218,261 | Indirect | |
| Dec 6, 2023 | Common Stock | CConversionDisposed | −3,218,261 | –F3 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Upon the consummation of the Issuer's (f/k/a 10X Capital Venture Acquisition Corp. II) initial public offering, 10X Capital SPAC Sponsor II LLC (the "Sponsor") purchased 455,000 private placement units, each of which consists of one Class A ordinary share of the Issuer and one-third of one redeemable warrant to purchase one Class A ordinary share, for a purchase price of $10.00 per unit. In connection with the completion of the Issuer's initial business combination (the "Business Combination") on December 6, 2023, each Class A ordinary share outstanding was automatically converted into shares of the Issuer's Common Stock on a one-to-one basis.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
Upon the completion of the Business Combination, the Class B Common Stock (formerly, the Class B ordinary shares) held of record by the Sponsor were automatically converted into shares of the Issuer's Common Stock on a one-to-one basis.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F4
Represents shares issued to the Sponsor by the Issuer pursuant to an obligation set forth in a promissory note.
Referenced by the price of 1 transaction in Table I.
- F5
Represents shares issued to the Sponsor by the Issuer pursuant to an agreement to waive a certain merger covenant.
Referenced by the price of 1 transaction in Table I.
- F6
Represents a transfer of shares from the Sponsor to certain investors in connection to obligations set forth in non-redemption agreements.
Referenced by the price of 1 transaction in Table II.