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Riley Bryant R 的 Form 4 申報

Paradium.AI, Inc.(PAAI),2022/3/10 申報

申報編號
0001213900-22-011458
申報時間
2022/3/10 09:02 ET
交易日
2022/3/2-3/7
申報延遲
8 天遲報
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 4 筆非衍生性交易。公開市場買進合計 $107.2 萬。交易後 8 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Riley Bryant RCIK 0001207269持股 10% 以上大股東
BRC Group Holdings, Inc.CIK 0001464790持股 10% 以上大股東
B. Riley Securities, Inc.CIK 0001505748持股 10% 以上大股東
B. Riley Principal Investments, LLCCIK 0001776226持股 10% 以上大股東
BRF Investments, LLCCIK 0001880803持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/3/2Common Stock, par value $0.01 per shareP買進取得+22,471$8.09F6+$181,689.271,050,915間接
2022/3/3Common Stock, par value $0.01 per shareP買進取得+44,297$8.22F7+$363,984.021,095,212間接
2022/3/4Common Stock, par value $0.01 per shareP買進取得+44,147$8.22F8+$362,914.831,139,359間接
2022/3/7Common Stock, par value $0.01 per shareP買進取得+19,856$8.25+$163,8121,159,215間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F6

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.90 to $8.25, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F7

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.20 to $8.25, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F8

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.20 to $8.25, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)