Riley Bryant R's Form 4 filing
Paradium.AI, Inc. (PAAI) · filed Mar 10, 2022
- Accession no.
- 0001213900-22-011458
- Filed
- Mar 10, 2022, 9:02 AM ET
- Trade date
- Mar 2-7, 2022
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $1.07M. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Riley Bryant RCIK 0001207269 | 10% Owner |
| BRC Group Holdings, Inc.CIK 0001464790 | 10% Owner |
| B. Riley Securities, Inc.CIK 0001505748 | 10% Owner |
| B. Riley Principal Investments, LLCCIK 0001776226 | 10% Owner |
| BRF Investments, LLCCIK 0001880803 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +22,471 | $8.09F6 | +$181,689.27 | 1,050,915 | Indirect | |
| Mar 3, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +44,297 | $8.22F7 | +$363,984.02 | 1,095,212 | Indirect | |
| Mar 4, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +44,147 | $8.22F8 | +$362,914.83 | 1,139,359 | Indirect | |
| Mar 7, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +19,856 | $8.25 | +$163,812 | 1,159,215 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.90 to $8.25, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.20 to $8.25, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.20 to $8.25, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.