Sprecher Jeffrey C 的 Form 4 申報
Intercontinental Exchange, Inc.（ICE），2024/1/5 申報
- 申報編號
- 0001209191-24-001057
- 申報時間
- 2024/1/5
- 交易日
- 2024/1/4
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $2,120 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/4 | Common Stock | M行使選擇權取得 | +58,388 | $50.01 | +$2,919,983.88 | 1,210,763 | 直接 | |
| 2024/1/4 | Common Stock | S賣出處分 | −8,401 | $125.03F3 | −$1,050,377.03 | 1,202,362 | 直接 | |
| 2024/1/4 | Common Stock | S賣出處分 | −46,787 | $126.02F4 | −$5,896,097.74 | 1,155,575 | 直接 | |
| 2024/1/4 | Common Stock | S賣出處分 | −3,200 | $126.44F5 | −$404,608 | 1,152,375 | 直接 | |
| 2024/1/4 | Common Stock | S賣出處分 | −15,269 | $125.02F8 | −$1,908,930.38 | 2,866,436 | 間接 | |
| 2024/1/4 | Common Stock | S賣出處分 | −82,150 | $125.99F9 | −$10,350,078.5 | 2,784,286 | 間接 | |
| 2024/1/4 | Common Stock | S賣出處分 | −12,581 | $126.41F10 | −$1,590,364.21 | 2,771,705 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/4 | Common Stock | M行使選擇權處分 | −58,388 | $0.00 | $0 | 116,777 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price range for the aggregate amount sold by the direct holder is $124.41 - $125.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price range for the aggregate amount sold by the direct holder is $125.41 - $126.40. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price range for the aggregate amount sold by the direct holder is $126.41 - $126.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price range for the aggregate amount sold by the direct holder is $124.34 - $125.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price range for the aggregate amount sold by the direct holder is $125.34 - $126.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price range for the aggregate amount sold by the direct holder is $126.34 - $126.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。