Sprecher Jeffrey C's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Jan 5, 2024
- Accession no.
- 0001209191-24-001057
- Filed
- Jan 5, 2024
- Trade date
- Jan 4, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $21.2M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2024 | Common Stock | MOption exerciseAcquired | +58,388 | $50.01 | +$2,919,983.88 | 1,210,763 | Direct | |
| Jan 4, 2024 | Common Stock | SSaleDisposed | −8,401 | $125.03F3 | −$1,050,377.03 | 1,202,362 | Direct | |
| Jan 4, 2024 | Common Stock | SSaleDisposed | −46,787 | $126.02F4 | −$5,896,097.74 | 1,155,575 | Direct | |
| Jan 4, 2024 | Common Stock | SSaleDisposed | −3,200 | $126.44F5 | −$404,608 | 1,152,375 | Direct | |
| Jan 4, 2024 | Common Stock | SSaleDisposed | −15,269 | $125.02F8 | −$1,908,930.38 | 2,866,436 | Indirect | |
| Jan 4, 2024 | Common Stock | SSaleDisposed | −82,150 | $125.99F9 | −$10,350,078.5 | 2,784,286 | Indirect | |
| Jan 4, 2024 | Common Stock | SSaleDisposed | −12,581 | $126.41F10 | −$1,590,364.21 | 2,771,705 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2024 | Common Stock | MOption exerciseDisposed | −58,388 | $0.00 | $0 | 116,777 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price range for the aggregate amount sold by the direct holder is $124.41 - $125.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $125.41 - $126.40. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price range for the aggregate amount sold by the direct holder is $126.41 - $126.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
The price range for the aggregate amount sold by the direct holder is $124.34 - $125.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
The price range for the aggregate amount sold by the direct holder is $125.34 - $126.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
The price range for the aggregate amount sold by the direct holder is $126.34 - $126.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.