Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2023/12/18 申報
- 申報編號
- 0001209191-23-059059
- 申報時間
- 2023/12/18
- 交易日
- 2023/12/15
- 申報延遲
- 3 天
- 10b5-1 計畫
- 有勾選
這份申報列了 13 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $621.5 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/15 | Common Stock | M行使選擇權取得 | +6,296 | $172.84F1 | +$1,088,200.64 | 27,843.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −26 | $977.00F2 | −$25,402 | 27,817.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −51 | $978.62F3 | −$49,909.62 | 27,766.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −151 | $979.67F4 | −$147,930.17 | 27,615.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −8 | $980.67F5 | −$7,845.36 | 27,607.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −200 | $982.03F6 | −$196,406 | 27,407.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −150 | $983.10F7 | −$147,465 | 27,257.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −157 | $983.84F8 | −$154,462.88 | 27,100.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −482 | $985.07F9 | −$474,803.74 | 26,618.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −286 | $986.16F10 | −$282,041.76 | 26,332.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −236 | $987.17F11 | −$232,972.12 | 26,096.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −3,495 | $988.03F12 | −$3,453,164.85 | 22,601.51 | 間接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −1,054 | $988.82F13 | −$1,042,216.28 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/15 | Common Stock | M行使選擇權處分 | −6,296 | $0.00 | $0 | 108,340 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $976.65 - $977.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $978.12 - $979.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $979.44 - $980.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $980.50 - $980.80. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $981.5050 - $982.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $982.50 - $983.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $983.51 - $984.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $984.51 - $985.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $985.63 - $986.62. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $986.63 - $987.62. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $987.63 - $988.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $988.76 - $989.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。