Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Dec 18, 2023
- Accession no.
- 0001209191-23-059059
- Filed
- Dec 18, 2023
- Trade date
- Dec 15, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.21M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Common Stock | MOption exerciseAcquired | +6,296 | $172.84F1 | +$1,088,200.64 | 27,843.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −26 | $977.00F2 | −$25,402 | 27,817.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −51 | $978.62F3 | −$49,909.62 | 27,766.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −151 | $979.67F4 | −$147,930.17 | 27,615.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −8 | $980.67F5 | −$7,845.36 | 27,607.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −200 | $982.03F6 | −$196,406 | 27,407.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −150 | $983.10F7 | −$147,465 | 27,257.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −157 | $983.84F8 | −$154,462.88 | 27,100.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −482 | $985.07F9 | −$474,803.74 | 26,618.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −286 | $986.16F10 | −$282,041.76 | 26,332.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −236 | $987.17F11 | −$232,972.12 | 26,096.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −3,495 | $988.03F12 | −$3,453,164.85 | 22,601.51 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −1,054 | $988.82F13 | −$1,042,216.28 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Common Stock | MOption exerciseDisposed | −6,296 | $0.00 | $0 | 108,340 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $976.65 - $977.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $978.12 - $979.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $979.44 - $980.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $980.50 - $980.80. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $981.5050 - $982.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $982.50 - $983.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $983.51 - $984.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $984.51 - $985.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $985.63 - $986.62. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $986.63 - $987.62. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $987.63 - $988.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $988.76 - $989.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.