Barnes John P 的 Form 4 申報
M&T Bank Corp（MTB），2023/12/15 申報
- 申報編號
- 0001209191-23-058748
- 申報時間
- 2023/12/15
- 交易日
- 2023/12/13-12/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 9 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $646.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Barnes John PCIK 0001250506 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/13 | Common Stock | M行使選擇權取得 | +46,266 | $123.44 | +$5,711,075.04 | 80,811 | 直接 | |
| 2023/12/13 | Common Stock | S賣出處分 | −10,448 | $134.20F1 | −$1,402,121.6 | 70,363 | 直接 | |
| 2023/12/13 | Common Stock | S賣出處分 | −3,032 | $135.45F2 | −$410,684.4 | 67,331 | 直接 | |
| 2023/12/13 | Common Stock | S賣出處分 | −6,170 | $136.68F3 | −$843,315.6 | 61,161 | 直接 | |
| 2023/12/13 | Common Stock | S賣出處分 | −19,050 | $137.51F4 | −$2,619,565.5 | 42,111 | 直接 | |
| 2023/12/13 | Common Stock | S賣出處分 | −7,566 | $138.41F5 | −$1,047,210.06 | 34,545 | 直接 | |
| 2023/12/14 | Common Stock | M行使選擇權取得 | +996 | $123.44 | +$122,946.24 | 35,541 | 直接 | |
| 2023/12/14 | Common Stock | S賣出處分 | −5 | $142.06 | −$710.3 | 35,536 | 直接 | |
| 2023/12/14 | Common Stock | S賣出處分 | −991 | $144.32F6 | −$143,021.12 | 34,545 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $134.00 to $134.995. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $135.00 to $135.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $136.05 to $137.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $137.045 to $138.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $138.075 to $138.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $143.93 to $144.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The option was granted under an employee stock option plan maintained by People's United Financial, Inc. ("People's United") and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.
表 II 有 2 筆交易的價格引用這則附註。