Barnes John P's Form 4 filing
M&T Bank Corp (MTB) · filed Dec 15, 2023
- Accession no.
- 0001209191-23-058748
- Filed
- Dec 15, 2023
- Trade date
- Dec 13-14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.47M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barnes John PCIK 0001250506 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | MOption exerciseAcquired | +46,266 | $123.44 | +$5,711,075.04 | 80,811 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −10,448 | $134.20F1 | −$1,402,121.6 | 70,363 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −3,032 | $135.45F2 | −$410,684.4 | 67,331 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −6,170 | $136.68F3 | −$843,315.6 | 61,161 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −19,050 | $137.51F4 | −$2,619,565.5 | 42,111 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −7,566 | $138.41F5 | −$1,047,210.06 | 34,545 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseAcquired | +996 | $123.44 | +$122,946.24 | 35,541 | Direct | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −5 | $142.06 | −$710.3 | 35,536 | Direct | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −991 | $144.32F6 | −$143,021.12 | 34,545 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $134.00 to $134.995. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $135.00 to $135.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $136.05 to $137.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $137.045 to $138.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $138.075 to $138.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $143.93 to $144.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The option was granted under an employee stock option plan maintained by People's United Financial, Inc. ("People's United") and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.
Referenced by the price of 2 transactions in Table II.