Lisman Michael 的 Form 4 申報
TransDigm Group INC（TDG），2023/12/14 申報
- 申報編號
- 0001209191-23-058579
- 申報時間
- 2023/12/14
- 交易日
- 2023/12/12
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 10 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,197 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lisman MichaelCIK 0001748275 | 高階主管（共同營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/12 | Common Stock | M行使選擇權取得 | +12,000 | $347.17 | +$4,166,040 | 14,309 | 間接 | |
| 2023/12/12 | Common Stock | S賣出處分 | −426 | $992.77F1 | −$422,920.02 | 13,883 | 間接 | |
| 2023/12/12 | Common Stock | S賣出處分 | −277 | $993.36F2 | −$275,160.72 | 13,606 | 間接 | |
| 2023/12/12 | Common Stock | S賣出處分 | −101 | $994.80F3 | −$100,474.8 | 13,505 | 間接 | |
| 2023/12/12 | Common Stock | S賣出處分 | −1,280 | $995.76F4 | −$1,274,572.8 | 12,225 | 間接 | |
| 2023/12/12 | Common Stock | S賣出處分 | −2,787 | $996.77F5 | −$2,777,997.99 | 9,438 | 間接 | |
| 2023/12/12 | Common Stock | S賣出處分 | −2,499 | $997.70F6 | −$2,493,252.3 | 6,939 | 間接 | |
| 2023/12/12 | Common Stock | S賣出處分 | −3,111 | $998.77F7 | −$3,107,173.47 | 3,828 | 間接 | |
| 2023/12/12 | Common Stock | S賣出處分 | −1,470 | $999.70F8 | −$1,469,559 | 2,358 | 間接 | |
| 2023/12/12 | Common Stock | S賣出處分 | −49 | $1,000.37F9 | −$49,018.13 | 2,309 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/12 | Common Stock | M行使選擇權取得 | +12,000 | $0.00 | $0 | 108,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $992.6250 - $993.0600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $993.0700 - $993.9700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $994.1250 - $995.0900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $995.2400 - $996.2300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $996.2350 - $997.2100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $997.2450 - $998.1850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $998.2400 - $999.2300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $999.2400 - $1,000.2200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,000.2900 - $1,000.4000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。