Lisman Michael's Form 4 filing
TransDigm Group INC (TDG) · filed Dec 14, 2023
- Accession no.
- 0001209191-23-058579
- Filed
- Dec 14, 2023
- Trade date
- Dec 12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $12.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lisman MichaelCIK 0001748275 | Officer (Co-Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2023 | Common Stock | MOption exerciseAcquired | +12,000 | $347.17 | +$4,166,040 | 14,309 | Indirect | |
| Dec 12, 2023 | Common Stock | SSaleDisposed | −426 | $992.77F1 | −$422,920.02 | 13,883 | Indirect | |
| Dec 12, 2023 | Common Stock | SSaleDisposed | −277 | $993.36F2 | −$275,160.72 | 13,606 | Indirect | |
| Dec 12, 2023 | Common Stock | SSaleDisposed | −101 | $994.80F3 | −$100,474.8 | 13,505 | Indirect | |
| Dec 12, 2023 | Common Stock | SSaleDisposed | −1,280 | $995.76F4 | −$1,274,572.8 | 12,225 | Indirect | |
| Dec 12, 2023 | Common Stock | SSaleDisposed | −2,787 | $996.77F5 | −$2,777,997.99 | 9,438 | Indirect | |
| Dec 12, 2023 | Common Stock | SSaleDisposed | −2,499 | $997.70F6 | −$2,493,252.3 | 6,939 | Indirect | |
| Dec 12, 2023 | Common Stock | SSaleDisposed | −3,111 | $998.77F7 | −$3,107,173.47 | 3,828 | Indirect | |
| Dec 12, 2023 | Common Stock | SSaleDisposed | −1,470 | $999.70F8 | −$1,469,559 | 2,358 | Indirect | |
| Dec 12, 2023 | Common Stock | SSaleDisposed | −49 | $1,000.37F9 | −$49,018.13 | 2,309 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2023 | Common Stock | MOption exerciseAcquired | +12,000 | $0.00 | $0 | 108,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $992.6250 - $993.0600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $993.0700 - $993.9700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $994.1250 - $995.0900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $995.2400 - $996.2300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $996.2350 - $997.2100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $997.2450 - $998.1850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $998.2400 - $999.2300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $999.2400 - $1,000.2200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,000.2900 - $1,000.4000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.