Hennessy Sean P 的 Form 4 申報
TransDigm Group INC（TDG），2023/11/27 申報
- 申報編號
- 0001209191-23-056657
- 申報時間
- 2023/11/27
- 交易日
- 2023/11/22
- 申報延遲
- 5 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $354.5 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hennessy Sean PCIK 0001203507 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/22 | Common Stock | M行使選擇權取得 | +3,650 | $172.84F1 | +$630,866 | 37,585 | 直接 | |
| 2023/11/22 | Common Stock | S賣出處分 | −300 | $968.58F2 | −$290,574 | 37,285 | 直接 | |
| 2023/11/22 | Common Stock | S賣出處分 | −965 | $969.82F3 | −$935,876.3 | 36,320 | 直接 | |
| 2023/11/22 | Common Stock | S賣出處分 | −1,074 | $971.02F4 | −$1,042,875.48 | 35,246 | 直接 | |
| 2023/11/22 | Common Stock | S賣出處分 | −871 | $972.29F5 | −$846,864.59 | 34,375 | 直接 | |
| 2023/11/22 | Common Stock | S賣出處分 | −120 | $972.73F6 | −$116,727.6 | 34,255 | 直接 | |
| 2023/11/22 | Common Stock | S賣出處分 | −320 | $974.31F7 | −$311,779.2 | 33,935 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/22 | Common Stock | M行使選擇權處分 | −3,650 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $968.35 - $969.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $969.43 - $970.06. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $970.66 - $971.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $971.66- $5972.63. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $972.70 - $972.73. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $973.77 - $974.42. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。