Hennessy Sean P's Form 4 filing
TransDigm Group INC (TDG) · filed Nov 27, 2023
- Accession no.
- 0001209191-23-056657
- Filed
- Nov 27, 2023
- Trade date
- Nov 22, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.54M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hennessy Sean PCIK 0001203507 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2023 | Common Stock | MOption exerciseAcquired | +3,650 | $172.84F1 | +$630,866 | 37,585 | Direct | |
| Nov 22, 2023 | Common Stock | SSaleDisposed | −300 | $968.58F2 | −$290,574 | 37,285 | Direct | |
| Nov 22, 2023 | Common Stock | SSaleDisposed | −965 | $969.82F3 | −$935,876.3 | 36,320 | Direct | |
| Nov 22, 2023 | Common Stock | SSaleDisposed | −1,074 | $971.02F4 | −$1,042,875.48 | 35,246 | Direct | |
| Nov 22, 2023 | Common Stock | SSaleDisposed | −871 | $972.29F5 | −$846,864.59 | 34,375 | Direct | |
| Nov 22, 2023 | Common Stock | SSaleDisposed | −120 | $972.73F6 | −$116,727.6 | 34,255 | Direct | |
| Nov 22, 2023 | Common Stock | SSaleDisposed | −320 | $974.31F7 | −$311,779.2 | 33,935 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2023 | Common Stock | MOption exerciseDisposed | −3,650 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $968.35 - $969.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $969.43 - $970.06. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $970.66 - $971.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $971.66- $5972.63. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $972.70 - $972.73. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $973.77 - $974.42. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.