Valladares Jorge 的 Form 4 申報
TransDigm Group INC（TDG），2023/11/16 申報
- 申報編號
- 0001209191-23-055476
- 申報時間
- 2023/11/16
- 交易日
- 2023/11/14-11/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,594 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Valladares JorgeCIK 0001432892 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/14 | Common Stock | M行使選擇權取得 | +3,141 | $226.34 | +$710,933.94 | 14,141 | 直接 | |
| 2023/11/14 | Common Stock | S賣出處分 | −675 | $1,000.44F1 | −$675,297 | 13,466 | 直接 | |
| 2023/11/14 | Common Stock | S賣出處分 | −584 | $1,001.31F2 | −$584,765.04 | 12,882 | 直接 | |
| 2023/11/14 | Common Stock | S賣出處分 | −1,882 | $1,002.33F3 | −$1,886,385.06 | 11,000 | 直接 | |
| 2023/11/15 | Common Stock | M行使選擇權取得 | +12,859 | $226.34 | +$2,910,506.06 | 23,859 | 直接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −12,859 | $995.00 | −$12,794,705 | 11,000 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/14 | Common Stock | M行使選擇權處分 | −3,141 | $0.00 | $0 | 29,259 | 直接 | |
| 2023/11/15 | Common Stock | M行使選擇權處分 | −12,859 | $0.00 | $0 | 16,400 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,000.0000 - $1,000.9000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,001.0000 - $1,001.8000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,001.9950 - $1,002.7500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。