Valladares Jorge's Form 4 filing
TransDigm Group INC (TDG) · filed Nov 16, 2023
- Accession no.
- 0001209191-23-055476
- Filed
- Nov 16, 2023
- Trade date
- Nov 14-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $15.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Valladares JorgeCIK 0001432892 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +3,141 | $226.34 | +$710,933.94 | 14,141 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −675 | $1,000.44F1 | −$675,297 | 13,466 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −584 | $1,001.31F2 | −$584,765.04 | 12,882 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −1,882 | $1,002.33F3 | −$1,886,385.06 | 11,000 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseAcquired | +12,859 | $226.34 | +$2,910,506.06 | 23,859 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −12,859 | $995.00 | −$12,794,705 | 11,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseDisposed | −3,141 | $0.00 | $0 | 29,259 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −12,859 | $0.00 | $0 | 16,400 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,000.0000 - $1,000.9000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,001.0000 - $1,001.8000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,001.9950 - $1,002.7500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.