Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2023/11/16 申報
- 申報編號
- 0001209191-23-055474
- 申報時間
- 2023/11/16
- 交易日
- 2023/11/15
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $702.5 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/15 | Common Stock | M行使選擇權取得 | +7,060 | $207.84 | +$1,467,350.4 | 28,607.51 | 間接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −556 | $991.66F1 | −$551,362.96 | 28,051.51 | 間接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −684 | $992.68F2 | −$678,993.12 | 27,367.51 | 間接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −571 | $993.81F3 | −$567,465.51 | 26,796.51 | 間接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −2,120 | $994.74F4 | −$2,108,848.8 | 24,676.51 | 間接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −1,011 | $995.87F5 | −$1,006,824.57 | 23,665.51 | 間接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −1,800 | $996.70F6 | −$1,794,060 | 21,865.51 | 間接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −283 | $997.46F7 | −$282,281.18 | 21,582.51 | 間接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −35 | $998.72F8 | −$34,955.2 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/15 | Common Stock | M行使選擇權處分 | −7,060 | $0.00 | $0 | 116,457 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $991.3000 - $992.2550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $992.3100 - $993.3000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $993.3100 - $994.3000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $994.3100 - $995.2900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $995.2950 - $996.2850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $996.2900 - $997.2650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $997.3100 - $998.2150. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $998.6200 - $998.9750. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。