Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Nov 16, 2023
- Accession no.
- 0001209191-23-055474
- Filed
- Nov 16, 2023
- Trade date
- Nov 15, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.02M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | MOption exerciseAcquired | +7,060 | $207.84 | +$1,467,350.4 | 28,607.51 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −556 | $991.66F1 | −$551,362.96 | 28,051.51 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −684 | $992.68F2 | −$678,993.12 | 27,367.51 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −571 | $993.81F3 | −$567,465.51 | 26,796.51 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −2,120 | $994.74F4 | −$2,108,848.8 | 24,676.51 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −1,011 | $995.87F5 | −$1,006,824.57 | 23,665.51 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −1,800 | $996.70F6 | −$1,794,060 | 21,865.51 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −283 | $997.46F7 | −$282,281.18 | 21,582.51 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −35 | $998.72F8 | −$34,955.2 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −7,060 | $0.00 | $0 | 116,457 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $991.3000 - $992.2550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $992.3100 - $993.3000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $993.3100 - $994.3000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $994.3100 - $995.2900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $995.2950 - $996.2850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $996.2900 - $997.2650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $997.3100 - $998.2150. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $998.6200 - $998.9750. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.