Hunn Laurence Neil 的 Form 4 申報
Roper Technologies IncROP，2023/11/13 申報
- 申報編號
- 0001209191-23-054983
- 申報時間
- 2023/11/13
- 交易日
- 2023/11/8-11/11
- 申報延遲
- 5 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $3,068 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hunn Laurence NeilCIK 0001415809 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/8 | Common Stock | M行使選擇權取得 | +22,114 | $125.68 | +$2,779,287.52 | 166,827 | 直接 | |
| 2023/11/8 | Common Stock | S賣出處分 | −8,928 | $510.37F2 | −$4,556,583.36 | 157,899 | 直接 | |
| 2023/11/8 | Common Stock | S賣出處分 | −9,175 | $511.55F3 | −$4,693,471.25 | 148,724 | 直接 | |
| 2023/11/8 | Common Stock | S賣出處分 | −3,711 | $512.24F4 | −$1,900,922.64 | 145,013 | 直接 | |
| 2023/11/8 | Common Stock | S賣出處分 | −300 | $513.07F5 | −$153,921 | 144,713 | 直接 | |
| 2023/11/8 | Common Stock | S賣出處分 | −9,100 | $510.43F6 | −$4,644,913 | 135,613 | 直接 | |
| 2023/11/8 | Common Stock | S賣出處分 | −11,318 | $511.63F7 | −$5,790,628.34 | 124,295 | 直接 | |
| 2023/11/8 | Common Stock | S賣出處分 | −3,600 | $512.29F8 | −$1,844,244 | 120,695 | 直接 | |
| 2023/11/8 | Common Stock | S賣出處分 | −400 | $513.01F9 | −$205,204 | 120,295 | 直接 | |
| 2023/11/9 | Common Stock | M行使選擇權取得 | +7,886 | $125.68 | +$991,112.48 | 128,181 | 直接 | |
| 2023/11/9 | Common Stock | S賣出處分 | −7,244 | $511.52F10 | −$3,705,450.88 | 120,937 | 直接 | |
| 2023/11/9 | Common Stock | S賣出處分 | −642 | $512.16F11 | −$328,806.72 | 120,295 | 直接 | |
| 2023/11/9 | Common Stock | S賣出處分 | −4,782 | $511.49F12 | −$2,445,945.18 | 115,513 | 直接 | |
| 2023/11/9 | Common Stock | S賣出處分 | −800 | $512.13F13 | −$409,704 | 114,713 | 直接 | |
| 2023/11/11 | Common Stock | F扣股繳稅處分 | −12,331 | $517.15 | −$6,376,976.65 | 102,382 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/8 | Common Stock | M行使選擇權處分 | −22,114 | $125.68 | −$2,779,287.52 | 7,886 | 直接 | |
| 2023/11/9 | Common Stock | M行使選擇權處分 | −7,886 | $125.68 | −$991,112.48 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $510.00 to $510.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $511.00 to $511.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $512.00 to $512.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $513.00 to $513.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $510.00 to $510.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $511.01 to $511.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $512.00 to $512.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $513.00 to $513.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $511.06 to $512.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $512.06 to $512.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $511.06 to $511.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $512.05 to $512.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。