Hunn Laurence Neil's Form 4 filing
Roper Technologies IncROP · filed Nov 13, 2023
- Accession no.
- 0001209191-23-054983
- Filed
- Nov 13, 2023
- Trade date
- Nov 8-11, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $30.7M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hunn Laurence NeilCIK 0001415809 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2023 | Common Stock | MOption exerciseAcquired | +22,114 | $125.68 | +$2,779,287.52 | 166,827 | Direct | |
| Nov 8, 2023 | Common Stock | SSaleDisposed | −8,928 | $510.37F2 | −$4,556,583.36 | 157,899 | Direct | |
| Nov 8, 2023 | Common Stock | SSaleDisposed | −9,175 | $511.55F3 | −$4,693,471.25 | 148,724 | Direct | |
| Nov 8, 2023 | Common Stock | SSaleDisposed | −3,711 | $512.24F4 | −$1,900,922.64 | 145,013 | Direct | |
| Nov 8, 2023 | Common Stock | SSaleDisposed | −300 | $513.07F5 | −$153,921 | 144,713 | Direct | |
| Nov 8, 2023 | Common Stock | SSaleDisposed | −9,100 | $510.43F6 | −$4,644,913 | 135,613 | Direct | |
| Nov 8, 2023 | Common Stock | SSaleDisposed | −11,318 | $511.63F7 | −$5,790,628.34 | 124,295 | Direct | |
| Nov 8, 2023 | Common Stock | SSaleDisposed | −3,600 | $512.29F8 | −$1,844,244 | 120,695 | Direct | |
| Nov 8, 2023 | Common Stock | SSaleDisposed | −400 | $513.01F9 | −$205,204 | 120,295 | Direct | |
| Nov 9, 2023 | Common Stock | MOption exerciseAcquired | +7,886 | $125.68 | +$991,112.48 | 128,181 | Direct | |
| Nov 9, 2023 | Common Stock | SSaleDisposed | −7,244 | $511.52F10 | −$3,705,450.88 | 120,937 | Direct | |
| Nov 9, 2023 | Common Stock | SSaleDisposed | −642 | $512.16F11 | −$328,806.72 | 120,295 | Direct | |
| Nov 9, 2023 | Common Stock | SSaleDisposed | −4,782 | $511.49F12 | −$2,445,945.18 | 115,513 | Direct | |
| Nov 9, 2023 | Common Stock | SSaleDisposed | −800 | $512.13F13 | −$409,704 | 114,713 | Direct | |
| Nov 11, 2023 | Common Stock | FTax withholdingDisposed | −12,331 | $517.15 | −$6,376,976.65 | 102,382 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2023 | Common Stock | MOption exerciseDisposed | −22,114 | $125.68 | −$2,779,287.52 | 7,886 | Direct | |
| Nov 9, 2023 | Common Stock | MOption exerciseDisposed | −7,886 | $125.68 | −$991,112.48 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $510.00 to $510.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $511.00 to $511.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $512.00 to $512.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $513.00 to $513.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $510.00 to $510.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $511.01 to $511.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $512.00 to $512.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $513.00 to $513.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $511.06 to $512.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $512.06 to $512.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $511.06 to $511.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $512.05 to $512.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.