Sprecher Jeffrey C 的 Form 4 申報
Intercontinental Exchange, Inc.（ICE），2023/9/25 申報
- 申報編號
- 0001209191-23-050484
- 申報時間
- 2023/9/25
- 交易日
- 2023/9/21
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,339 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/21 | Common Stock | M行使選擇權取得 | +70,442 | $41.59 | +$2,929,682.78 | 1,258,648 | 直接 | |
| 2023/9/21 | Common Stock | S賣出處分 | −75,821 | $112.65F3 | −$8,541,235.65 | 1,182,827 | 直接 | |
| 2023/9/21 | Common Stock | S賣出處分 | −12,262 | $113.78F4 | −$1,395,170.36 | 1,170,565 | 直接 | |
| 2023/9/21 | Common Stock | S賣出處分 | −600 | $114.67F5 | −$68,802 | 1,169,965 | 直接 | |
| 2023/9/21 | Common Stock | S賣出處分 | −25,900 | $112.63F7 | −$2,917,117 | 2,885,805 | 間接 | |
| 2023/9/21 | Common Stock | S賣出處分 | −3,800 | $113.76F8 | −$432,288 | 2,882,005 | 間接 | |
| 2023/9/21 | Common Stock | S賣出處分 | −300 | $114.63F9 | −$34,389 | 2,881,705 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/21 | Common Stock | M行使選擇權處分 | −70,442 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price range for the aggregate amount sold by the direct holder is $112.37 - $113.36. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price range for the aggregate amount sold by the direct holder is $113.37 - $114.31. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price range for the aggregate amount sold by the direct holder is $114.44 - $114.71. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price range for the aggregate amount sold by the direct holder is $112.39 - $113.37. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price range for the aggregate amount sold by the direct holder is $113.39 - $114.29. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price range for the aggregate amount sold by the direct holder is $114.46 - $114.71. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。