Sprecher Jeffrey C's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Sep 25, 2023
- Accession no.
- 0001209191-23-050484
- Filed
- Sep 25, 2023
- Trade date
- Sep 21, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $13.4M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2023 | Common Stock | MOption exerciseAcquired | +70,442 | $41.59 | +$2,929,682.78 | 1,258,648 | Direct | |
| Sep 21, 2023 | Common Stock | SSaleDisposed | −75,821 | $112.65F3 | −$8,541,235.65 | 1,182,827 | Direct | |
| Sep 21, 2023 | Common Stock | SSaleDisposed | −12,262 | $113.78F4 | −$1,395,170.36 | 1,170,565 | Direct | |
| Sep 21, 2023 | Common Stock | SSaleDisposed | −600 | $114.67F5 | −$68,802 | 1,169,965 | Direct | |
| Sep 21, 2023 | Common Stock | SSaleDisposed | −25,900 | $112.63F7 | −$2,917,117 | 2,885,805 | Indirect | |
| Sep 21, 2023 | Common Stock | SSaleDisposed | −3,800 | $113.76F8 | −$432,288 | 2,882,005 | Indirect | |
| Sep 21, 2023 | Common Stock | SSaleDisposed | −300 | $114.63F9 | −$34,389 | 2,881,705 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2023 | Common Stock | MOption exerciseDisposed | −70,442 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price range for the aggregate amount sold by the direct holder is $112.37 - $113.36. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $113.37 - $114.31. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price range for the aggregate amount sold by the direct holder is $114.44 - $114.71. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price range for the aggregate amount sold by the direct holder is $112.39 - $113.37. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
The price range for the aggregate amount sold by the direct holder is $113.39 - $114.29. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
The price range for the aggregate amount sold by the direct holder is $114.46 - $114.71. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.