Puma Mary G 的 Form 4/A 修正申報
修正Axcelis Technologies Inc（ACLS），2023/9/8 申報
- 申報編號
- 0001209191-23-048717
- 申報時間
- 2023/9/8
- 交易日
- 2023/6/12
- 申報延遲
- 88 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/6/12
這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $214.5 萬。交易後 88 天申報。
這份修正申報取代了 0001209191-23-036279（2023/6/12 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Puma Mary GCIK 0001158015 | 董事、高階主管（Executive Chairperson） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/12 | Common Stock | S賣出處分 | −11,800 | $181.80F1 | −$2,145,240 | 258,280 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $181.78 to $182.27, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Of the shares held on June 12, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
- F3
This number of securities owned after the reported sale has been amended. See Remarks.
備註
Due to an administrative error, the reporting person's Form 4 filings originally made on June 12, 2023, June 7, 2023 and May 25, 2023 inadvertently failed to reflect the reporting person's donation of 4,778 shares as a gift to a Morgan Stanley Charitable Account, a donor advised fund, entitled MS GIFT EIVIND LANGE MARY PUMA DAF (the "Gift"). The Gift was made on May 18, 2023, and timely reported in a Form 4 filed by the reporting person on that date.