Puma Mary G's Form 4/A amendment
AmendedAxcelis Technologies Inc (ACLS) · filed Sep 8, 2023
- Accession no.
- 0001209191-23-048717
- Filed
- Sep 8, 2023
- Trade date
- Jun 12, 2023
- Filing delay
- 88 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 12, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $2.15M. It was filed 88 days after the trade.
This amendment replaces 0001209191-23-036279 (filed Jun 12, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Puma Mary GCIK 0001158015 | Director, Officer (Executive Chairperson) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2023 | Common Stock | SSaleDisposed | −11,800 | $181.80F1 | −$2,145,240 | 258,280 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $181.78 to $182.27, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Of the shares held on June 12, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
- F3
This number of securities owned after the reported sale has been amended. See Remarks.
Remarks
Due to an administrative error, the reporting person's Form 4 filings originally made on June 12, 2023, June 7, 2023 and May 25, 2023 inadvertently failed to reflect the reporting person's donation of 4,778 shares as a gift to a Morgan Stanley Charitable Account, a donor advised fund, entitled MS GIFT EIVIND LANGE MARY PUMA DAF (the "Gift"). The Gift was made on May 18, 2023, and timely reported in a Form 4 filed by the reporting person on that date.