Boersma Travis 的 Form 4 申報
Dutch Bros Inc.（BROS），2023/8/29 申報
- 申報編號
- 0001209191-23-047615
- 申報時間
- 2023/8/29
- 交易日
- 2021/9/22-2023/8/9
- 申報延遲
- 706 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 20 筆非衍生性交易、19 筆衍生性交易。公開市場買進合計 $1.97 萬。公開市場賣出合計 $1.97 萬。交易後 706 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Boersma TravisCIK 0001883154 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/15 | Class A Common Stock | P買進取得 | +19.36 | $62.01 | +$1,200.51 | 19.36 | 間接 | |
| 2021/11/15 | Class A Common Stock | S賣出處分 | −19.36 | $62.24 | −$1,204.97 | 0 | 間接 | |
| 2022/5/18 | Class A Common Stock | P買進取得 | +107.95 | $24.89 | +$2,686.88 | 107.95 | 間接 | |
| 2022/5/27 | Class A Common Stock | S賣出處分 | −1.45 | $37.59F2 | −$54.51 | 106.5 | 間接 | |
| 2022/5/27 | Class A Common Stock | P買進取得 | +1.48 | $36.89 | +$54.6 | 107.98 | 間接 | |
| 2022/9/1 | Class A Common Stock | P買進取得 | +29.05 | $34.43F3 | +$1,000.19 | 137.02 | 間接 | |
| 2022/9/13 | Class A Common Stock | P買進取得 | +41.97 | $35.74F4 | +$1,500.01 | 178.99 | 間接 | |
| 2023/1/6 | Class A Common Stock | S賣出處分 | −100 | $30.00 | −$3,000 | 78.99 | 間接 | |
| 2023/1/9 | Class A Common Stock | S賣出處分 | −78 | $31.40 | −$2,449.2 | 0.99 | 間接 | |
| 2023/3/1 | Class A Common Stock | P買進取得 | +255 | $32.00 | +$8,160 | 255.99 | 間接 | |
| 2023/3/7 | Class A Common Stock | P買進取得 | +1.98 | $33.73 | +$66.79 | 257.98 | 間接 | |
| 2023/3/27 | Class A Common Stock | S賣出處分 | −25.45 | $29.44 | −$749.25 | 232.53 | 間接 | |
| 2023/3/27 | Class A Common Stock | P買進取得 | +25.43 | $29.45 | +$748.91 | 257.96 | 間接 | |
| 2023/4/14 | Class A Common Stock | S賣出處分 | −128.97 | $32.10 | −$4,139.94 | 128.99 | 間接 | |
| 2023/5/10 | Class A Common Stock | P買進取得 | +130.38 | $29.80F5 | +$3,885.32 | 259.37 | 間接 | |
| 2023/8/3 | Class A Common Stock | S賣出處分 | −136.19 | $29.36 | −$3,998.54 | 123.18 | 間接 | |
| 2023/8/8 | Class A Common Stock | S賣出處分 | −27.34 | $27.43 | −$749.94 | 95.83 | 間接 | |
| 2023/8/8 | Class A Common Stock | P買進取得 | +2.47 | $27.51 | +$67.95 | 98.3 | 間接 | |
| 2023/8/8 | Class A Common Stock | P買進取得 | +10.85 | $27.66 | +$300.11 | 109.15 | 間接 | |
| 2023/8/9 | Class A Common Stock | S賣出處分 | −109.15 | $30.72F6 | −$3,353.09 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/22 | Class A Common Stock | P買進取得 | +100 | $440.00 | +$440 | 1 | 間接 | |
| 2021/9/22 | Class A Common Stock | S賣出處分 | −100 | $399.98 | −$399.98 | 0 | 間接 | |
| 2021/10/5 | Class A Common Stock | P買進取得 | +100 | $430.00 | +$430 | 1 | 間接 | |
| 2021/10/7 | Class A Common Stock | S賣出處分 | −100 | $479.98 | −$479.98 | 0 | 間接 | |
| 2021/10/19 | Class A Common Stock | P買進取得 | +100 | $500.00 | +$500 | 1 | 間接 | |
| 2021/10/21 | Class A Common Stock | S賣出處分 | −100 | $569.98 | −$569.98 | 0 | 間接 | |
| 2023/2/21 | Class A Common Stock | P買進取得 | +200 | $401.00 | +$802 | 2 | 間接 | |
| 2023/2/21 | Class A Common Stock | P買進取得 | +400 | $400.00 | +$1,600 | 6 | 間接 | |
| 2023/2/21 | Class A Common Stock | P買進取得 | +100 | $420.00 | +$420 | 1 | 間接 | |
| 2023/2/24 | Class A Common Stock | S賣出處分 | −400 | $789.98 | −$3,159.92 | 2 | 間接 | |
| 2023/2/24 | Class A Common Stock | S賣出處分 | −200 | $809.98 | −$1,619.96 | 0 | 間接 | |
| 2023/3/1 | Class A Common Stock | S賣出處分 | −100 | $819.98 | −$819.98 | 0 | 間接 | |
| 2023/5/9 | Class A Common Stock | P買進取得 | +500 | $210.00 | +$1,050 | 5 | 間接 | |
| 2023/5/9 | Class A Common Stock | S賣出處分 | −500 | $200.00 | −$1,000 | 0 | 間接 | |
| 2023/5/9 | Class A Common Stock | P買進取得 | +100 | $205.00 | +$205 | 1 | 間接 | |
| 2023/5/10 | Class A Common Stock | S賣出處分 | −100 | $299.98 | −$299.98 | 0 | 間接 | |
| 2023/8/8 | Class A Common Stock | P買進取得 | +300 | $230.00 | +$690 | 3 | 間接 | |
| 2023/8/8 | Class A Common Stock | S賣出處分 | −100 | $239.98 | −$239.98 | 2 | 間接 | |
| 2023/8/9 | Class A Common Stock | S賣出處分 | −200 | $549.99 | −$1,099.98 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $37.56 to $37.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents weighted average purchase price. The shares were sold at prices ranging from $34.39 to $34.43. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average purchase price. The shares were sold at prices ranging from $35.39 to $35.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average purchase price. The shares were sold at prices ranging from $29.76 to $29.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $30.72 to $30.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。