Boersma Travis's Form 4 filing
Dutch Bros Inc. (BROS) · filed Aug 29, 2023
- Accession no.
- 0001209191-23-047615
- Filed
- Aug 29, 2023
- Trade date
- Sep 22, 2021-Aug 9, 2023
- Filing delay
- 706 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 20 non-derivative transactions and 19 derivative transactions. Open-market purchases total $19.7K. Open-market sales total $19.7K. It was filed 706 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boersma TravisCIK 0001883154 | Director, Officer (Executive Chairman of Board), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A Common Stock | PPurchaseAcquired | +19.36 | $62.01 | +$1,200.51 | 19.36 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −19.36 | $62.24 | −$1,204.97 | 0 | Indirect | |
| May 18, 2022 | Class A Common Stock | PPurchaseAcquired | +107.95 | $24.89 | +$2,686.88 | 107.95 | Indirect | |
| May 27, 2022 | Class A Common Stock | SSaleDisposed | −1.45 | $37.59F2 | −$54.51 | 106.5 | Indirect | |
| May 27, 2022 | Class A Common Stock | PPurchaseAcquired | +1.48 | $36.89 | +$54.6 | 107.98 | Indirect | |
| Sep 1, 2022 | Class A Common Stock | PPurchaseAcquired | +29.05 | $34.43F3 | +$1,000.19 | 137.02 | Indirect | |
| Sep 13, 2022 | Class A Common Stock | PPurchaseAcquired | +41.97 | $35.74F4 | +$1,500.01 | 178.99 | Indirect | |
| Jan 6, 2023 | Class A Common Stock | SSaleDisposed | −100 | $30.00 | −$3,000 | 78.99 | Indirect | |
| Jan 9, 2023 | Class A Common Stock | SSaleDisposed | −78 | $31.40 | −$2,449.2 | 0.99 | Indirect | |
| Mar 1, 2023 | Class A Common Stock | PPurchaseAcquired | +255 | $32.00 | +$8,160 | 255.99 | Indirect | |
| Mar 7, 2023 | Class A Common Stock | PPurchaseAcquired | +1.98 | $33.73 | +$66.79 | 257.98 | Indirect | |
| Mar 27, 2023 | Class A Common Stock | SSaleDisposed | −25.45 | $29.44 | −$749.25 | 232.53 | Indirect | |
| Mar 27, 2023 | Class A Common Stock | PPurchaseAcquired | +25.43 | $29.45 | +$748.91 | 257.96 | Indirect | |
| Apr 14, 2023 | Class A Common Stock | SSaleDisposed | −128.97 | $32.10 | −$4,139.94 | 128.99 | Indirect | |
| May 10, 2023 | Class A Common Stock | PPurchaseAcquired | +130.38 | $29.80F5 | +$3,885.32 | 259.37 | Indirect | |
| Aug 3, 2023 | Class A Common Stock | SSaleDisposed | −136.19 | $29.36 | −$3,998.54 | 123.18 | Indirect | |
| Aug 8, 2023 | Class A Common Stock | SSaleDisposed | −27.34 | $27.43 | −$749.94 | 95.83 | Indirect | |
| Aug 8, 2023 | Class A Common Stock | PPurchaseAcquired | +2.47 | $27.51 | +$67.95 | 98.3 | Indirect | |
| Aug 8, 2023 | Class A Common Stock | PPurchaseAcquired | +10.85 | $27.66 | +$300.11 | 109.15 | Indirect | |
| Aug 9, 2023 | Class A Common Stock | SSaleDisposed | −109.15 | $30.72F6 | −$3,353.09 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2021 | Class A Common Stock | PPurchaseAcquired | +100 | $440.00 | +$440 | 1 | Indirect | |
| Sep 22, 2021 | Class A Common Stock | SSaleDisposed | −100 | $399.98 | −$399.98 | 0 | Indirect | |
| Oct 5, 2021 | Class A Common Stock | PPurchaseAcquired | +100 | $430.00 | +$430 | 1 | Indirect | |
| Oct 7, 2021 | Class A Common Stock | SSaleDisposed | −100 | $479.98 | −$479.98 | 0 | Indirect | |
| Oct 19, 2021 | Class A Common Stock | PPurchaseAcquired | +100 | $500.00 | +$500 | 1 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −100 | $569.98 | −$569.98 | 0 | Indirect | |
| Feb 21, 2023 | Class A Common Stock | PPurchaseAcquired | +200 | $401.00 | +$802 | 2 | Indirect | |
| Feb 21, 2023 | Class A Common Stock | PPurchaseAcquired | +400 | $400.00 | +$1,600 | 6 | Indirect | |
| Feb 21, 2023 | Class A Common Stock | PPurchaseAcquired | +100 | $420.00 | +$420 | 1 | Indirect | |
| Feb 24, 2023 | Class A Common Stock | SSaleDisposed | −400 | $789.98 | −$3,159.92 | 2 | Indirect | |
| Feb 24, 2023 | Class A Common Stock | SSaleDisposed | −200 | $809.98 | −$1,619.96 | 0 | Indirect | |
| Mar 1, 2023 | Class A Common Stock | SSaleDisposed | −100 | $819.98 | −$819.98 | 0 | Indirect | |
| May 9, 2023 | Class A Common Stock | PPurchaseAcquired | +500 | $210.00 | +$1,050 | 5 | Indirect | |
| May 9, 2023 | Class A Common Stock | SSaleDisposed | −500 | $200.00 | −$1,000 | 0 | Indirect | |
| May 9, 2023 | Class A Common Stock | PPurchaseAcquired | +100 | $205.00 | +$205 | 1 | Indirect | |
| May 10, 2023 | Class A Common Stock | SSaleDisposed | −100 | $299.98 | −$299.98 | 0 | Indirect | |
| Aug 8, 2023 | Class A Common Stock | PPurchaseAcquired | +300 | $230.00 | +$690 | 3 | Indirect | |
| Aug 8, 2023 | Class A Common Stock | SSaleDisposed | −100 | $239.98 | −$239.98 | 2 | Indirect | |
| Aug 9, 2023 | Class A Common Stock | SSaleDisposed | −200 | $549.99 | −$1,099.98 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $37.56 to $37.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents weighted average purchase price. The shares were sold at prices ranging from $34.39 to $34.43. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents weighted average purchase price. The shares were sold at prices ranging from $35.39 to $35.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents weighted average purchase price. The shares were sold at prices ranging from $29.76 to $29.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $30.72 to $30.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.