Stein Kevin M 的 Form 4 申報
TransDigm Group INC（TDG），2023/8/10 申報
- 申報編號
- 0001209191-23-045281
- 申報時間
- 2023/8/10
- 交易日
- 2023/8/9
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 17 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,040 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stein Kevin MCIK 0001431675 | 高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/9 | Common Stock | M行使選擇權取得 | +11,834 | $250.92F1 | +$2,969,387.28 | 11,834 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −662 | $871.51F2 | −$576,939.62 | 11,172 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −445 | $872.53F3 | −$388,275.85 | 10,727 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −1,198 | $873.34F4 | −$1,046,261.32 | 9,529 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −363 | $874.35F5 | −$317,389.05 | 9,166 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −578 | $875.80F6 | −$506,212.4 | 8,588 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −738 | $876.75F7 | −$647,041.5 | 7,850 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −467 | $877.86F8 | −$409,960.62 | 7,383 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −869 | $878.81F9 | −$763,685.89 | 6,514 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −3,134 | $879.74F10 | −$2,757,105.16 | 3,380 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −1,619 | $880.83F11 | −$1,426,063.77 | 1,761 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −289 | $881.93F12 | −$254,877.77 | 1,472 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −493 | $882.73F13 | −$435,185.89 | 979 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −672 | $884.01F14 | −$594,054.72 | 307 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −199 | $884.80F15 | −$176,075.2 | 108 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −8 | $885.43F16 | −$7,083.44 | 100 | 直接 | |
| 2023/8/9 | Common Stock | S賣出處分 | −100 | $888.64F17 | −$88,864 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/9 | Common Stock | M行使選擇權處分 | −11,834 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $870.9800 - $871.9500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $871.9900 - $872.9750. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $873.0000 - $873.9800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $874.0000 - $874.9100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $875.1400 - $876.1300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $876.1400 - $877.0850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $877.2300 - $878.2100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $878.2500 - $879.2000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $879.2700 - $880.2600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $880.2850 - $881.2400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $881.3350 - $882.2800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $882.3500 - $883.0800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $883.4000 - $884.3550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $884.4000 - $885.1900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $885.4300 - $885.4650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F17
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $888.1800 - $889.0100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。