Stein Kevin M's Form 4 filing
TransDigm Group INC (TDG) · filed Aug 10, 2023
- Accession no.
- 0001209191-23-045281
- Filed
- Aug 10, 2023
- Trade date
- Aug 9, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 17 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Kevin MCIK 0001431675 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2023 | Common Stock | MOption exerciseAcquired | +11,834 | $250.92F1 | +$2,969,387.28 | 11,834 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −662 | $871.51F2 | −$576,939.62 | 11,172 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −445 | $872.53F3 | −$388,275.85 | 10,727 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −1,198 | $873.34F4 | −$1,046,261.32 | 9,529 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −363 | $874.35F5 | −$317,389.05 | 9,166 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −578 | $875.80F6 | −$506,212.4 | 8,588 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −738 | $876.75F7 | −$647,041.5 | 7,850 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −467 | $877.86F8 | −$409,960.62 | 7,383 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −869 | $878.81F9 | −$763,685.89 | 6,514 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −3,134 | $879.74F10 | −$2,757,105.16 | 3,380 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −1,619 | $880.83F11 | −$1,426,063.77 | 1,761 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −289 | $881.93F12 | −$254,877.77 | 1,472 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −493 | $882.73F13 | −$435,185.89 | 979 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −672 | $884.01F14 | −$594,054.72 | 307 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −199 | $884.80F15 | −$176,075.2 | 108 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −8 | $885.43F16 | −$7,083.44 | 100 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −100 | $888.64F17 | −$88,864 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2023 | Common Stock | MOption exerciseDisposed | −11,834 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $870.9800 - $871.9500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $871.9900 - $872.9750. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $873.0000 - $873.9800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $874.0000 - $874.9100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $875.1400 - $876.1300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $876.1400 - $877.0850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $877.2300 - $878.2100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $878.2500 - $879.2000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $879.2700 - $880.2600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $880.2850 - $881.2400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $881.3350 - $882.2800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $882.3500 - $883.0800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $883.4000 - $884.3550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $884.4000 - $885.1900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F16
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $885.4300 - $885.4650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F17
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $888.1800 - $889.0100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.