Ryan Thomas L 的 Form 4 申報
Service Corp International（SCI），2023/8/8 申報
- 申報編號
- 0001209191-23-044960
- 申報時間
- 2023/8/8
- 交易日
- 2023/8/4-8/7
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $315.8 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ryan Thomas LCIK 0001243194 | 董事、高階主管（總裁、執行長、董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/4 | Common Stock | M行使選擇權取得 | +44,310 | $22.28 | +$987,226.8 | 1,006,719 | 直接 | |
| 2023/8/4 | Common Stock | S賣出處分 | −44,310 | $65.31F1 | −$2,893,886.1 | 962,409 | 直接 | |
| 2023/8/4 | Common Stock | M行使選擇權取得 | +3,000 | $22.28 | +$66,840 | 965,409 | 直接 | |
| 2023/8/4 | Common Stock | S賣出處分 | −3,000 | $66.31F2 | −$198,930 | 962,409 | 直接 | |
| 2023/8/7 | Common Stock | M行使選擇權取得 | +1,000 | $22.28 | +$22,280 | 963,409 | 直接 | |
| 2023/8/7 | Common Stock | S賣出處分 | −1,000 | $65.31F3 | −$65,310 | 962,409 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/4 | Common Stock | M行使選擇權取得 | +44,310 | $0.00 | $0 | 155,690 | 直接 | |
| 2023/8/4 | Common Stock | M行使選擇權取得 | +3,000 | $0.00 | $0 | 152,690 | 直接 | |
| 2023/8/7 | Common Stock | M行使選擇權取得 | +1,000 | $0.00 | $0 | 151,690 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The shares were sold in multiple transactions at prices ranging from $65.2500 to $66.2300 per share on August 4, 2023. The $65.3058 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The shares were sold in multiple transactions at prices ranging from $66.2575 to $66.4050 per share on August 4, 2023. The $66.3076 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The shares were sold in multiple transactions at prices ranging from $65.2600 to $65.3800 per share on August 7, 2023. The $65.3090 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。