Ryan Thomas L's Form 4 filing
Service Corp International (SCI) · filed Aug 8, 2023
- Accession no.
- 0001209191-23-044960
- Filed
- Aug 8, 2023
- Trade date
- Aug 4-7, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.16M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ryan Thomas LCIK 0001243194 | Director, Officer (President, CEO & Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2023 | Common Stock | MOption exerciseAcquired | +44,310 | $22.28 | +$987,226.8 | 1,006,719 | Direct | |
| Aug 4, 2023 | Common Stock | SSaleDisposed | −44,310 | $65.31F1 | −$2,893,886.1 | 962,409 | Direct | |
| Aug 4, 2023 | Common Stock | MOption exerciseAcquired | +3,000 | $22.28 | +$66,840 | 965,409 | Direct | |
| Aug 4, 2023 | Common Stock | SSaleDisposed | −3,000 | $66.31F2 | −$198,930 | 962,409 | Direct | |
| Aug 7, 2023 | Common Stock | MOption exerciseAcquired | +1,000 | $22.28 | +$22,280 | 963,409 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −1,000 | $65.31F3 | −$65,310 | 962,409 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2023 | Common Stock | MOption exerciseAcquired | +44,310 | $0.00 | $0 | 155,690 | Direct | |
| Aug 4, 2023 | Common Stock | MOption exerciseAcquired | +3,000 | $0.00 | $0 | 152,690 | Direct | |
| Aug 7, 2023 | Common Stock | MOption exerciseAcquired | +1,000 | $0.00 | $0 | 151,690 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold in multiple transactions at prices ranging from $65.2500 to $66.2300 per share on August 4, 2023. The $65.3058 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold in multiple transactions at prices ranging from $66.2575 to $66.4050 per share on August 4, 2023. The $66.3076 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The shares were sold in multiple transactions at prices ranging from $65.2600 to $65.3800 per share on August 7, 2023. The $65.3090 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.