Stein Kevin M 的 Form 4 申報
TransDigm Group INC（TDG），2023/7/12 申報
- 申報編號
- 0001209191-23-042063
- 申報時間
- 2023/7/12
- 交易日
- 2023/7/10
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 11 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,046 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stein Kevin MCIK 0001431675 | 高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/10 | Common Stock | M行使選擇權取得 | +11,833 | $250.92F1 | +$2,969,136.36 | 11,833 | 直接 | |
| 2023/7/10 | Common Stock | S賣出處分 | −169 | $880.20F2 | −$148,753.8 | 11,664 | 直接 | |
| 2023/7/10 | Common Stock | S賣出處分 | −1,492 | $881.62F3 | −$1,315,377.04 | 10,172 | 直接 | |
| 2023/7/10 | Common Stock | S賣出處分 | −1,246 | $882.72F4 | −$1,099,869.12 | 8,926 | 直接 | |
| 2023/7/10 | Common Stock | S賣出處分 | −3,596 | $883.39F5 | −$3,176,670.44 | 5,330 | 直接 | |
| 2023/7/10 | Common Stock | S賣出處分 | −1,726 | $884.62F6 | −$1,526,854.12 | 3,604 | 直接 | |
| 2023/7/10 | Common Stock | S賣出處分 | −770 | $885.54F7 | −$681,865.8 | 2,834 | 直接 | |
| 2023/7/10 | Common Stock | S賣出處分 | −1,390 | $886.48F8 | −$1,232,207.2 | 1,444 | 直接 | |
| 2023/7/10 | Common Stock | S賣出處分 | −1,058 | $887.59F9 | −$939,070.22 | 386 | 直接 | |
| 2023/7/10 | Common Stock | S賣出處分 | −358 | $888.39F10 | −$318,043.62 | 28 | 直接 | |
| 2023/7/10 | Common Stock | S賣出處分 | −28 | $889.40 | −$24,903.2 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/10 | Common Stock | M行使選擇權處分 | −11,833 | $0.00 | $0 | 11,834 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $879.9750 - $880.9550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $881.0300 - $881.9600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $882.0300 - $882.9950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $883.0300 - $884.0100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $884.0450 - $885.0200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $885.0450 - $886.0200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $886.0500 - $887.0100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $887.0200 - $888.0100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $888.0200 - $888.8300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。