Stein Kevin M's Form 4 filing
TransDigm Group INC (TDG) · filed Jul 12, 2023
- Accession no.
- 0001209191-23-042063
- Filed
- Jul 12, 2023
- Trade date
- Jul 10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Kevin MCIK 0001431675 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 10, 2023 | Common Stock | MOption exerciseAcquired | +11,833 | $250.92F1 | +$2,969,136.36 | 11,833 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −169 | $880.20F2 | −$148,753.8 | 11,664 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −1,492 | $881.62F3 | −$1,315,377.04 | 10,172 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −1,246 | $882.72F4 | −$1,099,869.12 | 8,926 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −3,596 | $883.39F5 | −$3,176,670.44 | 5,330 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −1,726 | $884.62F6 | −$1,526,854.12 | 3,604 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −770 | $885.54F7 | −$681,865.8 | 2,834 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −1,390 | $886.48F8 | −$1,232,207.2 | 1,444 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −1,058 | $887.59F9 | −$939,070.22 | 386 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −358 | $888.39F10 | −$318,043.62 | 28 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −28 | $889.40 | −$24,903.2 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 10, 2023 | Common Stock | MOption exerciseDisposed | −11,833 | $0.00 | $0 | 11,834 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $879.9750 - $880.9550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $881.0300 - $881.9600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $882.0300 - $882.9950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $883.0300 - $884.0100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $884.0450 - $885.0200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $885.0450 - $886.0200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $886.0500 - $887.0100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $887.0200 - $888.0100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $888.0200 - $888.8300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.