Stein Kevin M 的 Form 4 申報
TransDigm Group INC（TDG），2023/6/12 申報
- 申報編號
- 0001209191-23-036227
- 申報時間
- 2023/6/12
- 交易日
- 2023/6/9
- 申報延遲
- 3 天
- 10b5-1 計畫
- 有勾選
這份申報列了 13 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $944.4 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stein Kevin MCIK 0001431675 | 高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/9 | Common Stock | M行使選擇權取得 | +11,833 | $250.92F1 | +$2,969,136.36 | 11,833 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −5,467 | $795.06F2 | −$4,346,593.02 | 6,366 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −2,010 | $796.26F3 | −$1,600,482.6 | 4,356 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −656 | $797.23F4 | −$522,982.88 | 3,700 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −375 | $798.26F5 | −$299,347.5 | 3,325 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −325 | $799.06F6 | −$259,694.5 | 3,000 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −13 | $800.85F6 | −$10,411.05 | 2,987 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −281 | $802.85F7 | −$225,600.85 | 2,706 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −925 | $803.92F8 | −$743,626 | 1,781 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −515 | $804.85F9 | −$414,497.75 | 1,266 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −520 | $805.90F10 | −$419,068 | 746 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −606 | $806.77F11 | −$488,902.62 | 140 | 直接 | |
| 2023/6/9 | Common Stock | S賣出處分 | −140 | $808.05F12 | −$113,127 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/9 | Common Stock | M行使選擇權處分 | −11,833 | $0.00 | $0 | 23,667 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $794.72 - $795.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $795.74 - $796.735. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $796.755 - $797.605. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $797.80 - $798.675. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $798.825 - $799.585. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 2 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $802.24 - $803.185. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $803.36 - $804.32. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $804.42 - $805.265. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $805.45 - $806.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $806.45 - $807.075. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $807.69 - $808.605. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。