Stein Kevin M's Form 4 filing
TransDigm Group INC (TDG) · filed Jun 12, 2023
- Accession no.
- 0001209191-23-036227
- Filed
- Jun 12, 2023
- Trade date
- Jun 9, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.44M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Kevin MCIK 0001431675 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | Common Stock | MOption exerciseAcquired | +11,833 | $250.92F1 | +$2,969,136.36 | 11,833 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −5,467 | $795.06F2 | −$4,346,593.02 | 6,366 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −2,010 | $796.26F3 | −$1,600,482.6 | 4,356 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −656 | $797.23F4 | −$522,982.88 | 3,700 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −375 | $798.26F5 | −$299,347.5 | 3,325 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −325 | $799.06F6 | −$259,694.5 | 3,000 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −13 | $800.85F6 | −$10,411.05 | 2,987 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −281 | $802.85F7 | −$225,600.85 | 2,706 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −925 | $803.92F8 | −$743,626 | 1,781 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −515 | $804.85F9 | −$414,497.75 | 1,266 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −520 | $805.90F10 | −$419,068 | 746 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −606 | $806.77F11 | −$488,902.62 | 140 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −140 | $808.05F12 | −$113,127 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | Common Stock | MOption exerciseDisposed | −11,833 | $0.00 | $0 | 23,667 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $794.72 - $795.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $795.74 - $796.735. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $796.755 - $797.605. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $797.80 - $798.675. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $798.825 - $799.585. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 2 transactions in Table I.
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $802.24 - $803.185. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $803.36 - $804.32. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $804.42 - $805.265. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $805.45 - $806.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $806.45 - $807.075. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $807.69 - $808.605. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.