Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2023/4/19 申報
- 申報編號
- 0001209191-23-024772
- 申報時間
- 2023/4/19
- 交易日
- 2023/4/17
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $489.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/17 | Common Stock | M行使選擇權取得 | +6,500 | $173.29F1 | +$1,126,385 | 28,047.51 | 間接 | |
| 2023/4/17 | Common Stock | S賣出處分 | −448 | $749.73F2 | −$335,879.04 | 27,599.51 | 間接 | |
| 2023/4/17 | Common Stock | S賣出處分 | −574 | $750.22F3 | −$430,626.28 | 27,025.51 | 間接 | |
| 2023/4/17 | Common Stock | S賣出處分 | −787 | $751.61F4 | −$591,517.07 | 26,238.51 | 間接 | |
| 2023/4/17 | Common Stock | S賣出處分 | −735 | $752.28F5 | −$552,925.8 | 25,503.51 | 間接 | |
| 2023/4/17 | Common Stock | S賣出處分 | −1,510 | $753.49F6 | −$1,137,769.9 | 23,993.51 | 間接 | |
| 2023/4/17 | Common Stock | S賣出處分 | −1,250 | $754.43F7 | −$943,037.5 | 22,743.51 | 間接 | |
| 2023/4/17 | Common Stock | S賣出處分 | −850 | $755.30F8 | −$642,005 | 21,893.51 | 間接 | |
| 2023/4/17 | Common Stock | S賣出處分 | −346 | $756.86F9 | −$261,873.56 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/17 | Common Stock | M行使選擇權處分 | −6,500 | $0.00 | $0 | 117,190 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $748.91 - $749.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $749.93 - $750.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.93 - $751.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $751.93 - $752.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.93 - $753.91. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.93 - $754.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.93 - $755.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.34 - $757.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2022.