Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Apr 19, 2023
- Accession no.
- 0001209191-23-024772
- Filed
- Apr 19, 2023
- Trade date
- Apr 17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.90M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 17, 2023 | Common Stock | MOption exerciseAcquired | +6,500 | $173.29F1 | +$1,126,385 | 28,047.51 | Indirect | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −448 | $749.73F2 | −$335,879.04 | 27,599.51 | Indirect | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −574 | $750.22F3 | −$430,626.28 | 27,025.51 | Indirect | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −787 | $751.61F4 | −$591,517.07 | 26,238.51 | Indirect | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −735 | $752.28F5 | −$552,925.8 | 25,503.51 | Indirect | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −1,510 | $753.49F6 | −$1,137,769.9 | 23,993.51 | Indirect | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −1,250 | $754.43F7 | −$943,037.5 | 22,743.51 | Indirect | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −850 | $755.30F8 | −$642,005 | 21,893.51 | Indirect | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −346 | $756.86F9 | −$261,873.56 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 17, 2023 | Common Stock | MOption exerciseDisposed | −6,500 | $0.00 | $0 | 117,190 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $748.91 - $749.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $749.93 - $750.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.93 - $751.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $751.93 - $752.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.93 - $753.91. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.93 - $754.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.93 - $755.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.34 - $757.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2022.