Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2023/3/17 申報
- 申報編號
- 0001209191-23-019477
- 申報時間
- 2023/3/17
- 交易日
- 2023/3/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $455.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/15 | Common Stock | M行使選擇權取得 | +6,500 | $173.29F1 | +$1,126,385 | 28,047.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −120 | $696.28F2 | −$83,553.6 | 27,927.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −615 | $697.45F3 | −$428,931.75 | 27,312.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −1,047 | $698.28F4 | −$731,099.16 | 26,265.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −719 | $699.56F5 | −$502,983.64 | 25,546.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −743 | $700.47F6 | −$520,449.21 | 24,803.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −1,428 | $701.70F7 | −$1,002,027.6 | 23,375.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −641 | $702.48F8 | −$450,289.68 | 22,734.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −90 | $703.48F9 | −$63,313.2 | 22,644.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −149 | $704.88F10 | −$105,027.12 | 22,495.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −8 | $705.90F11 | −$5,647.2 | 22,487.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −320 | $707.35F12 | −$226,352 | 22,167.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −420 | $708.31F13 | −$297,490.2 | 21,747.51 | 間接 | |
| 2023/3/15 | Common Stock | S賣出處分 | −200 | $709.14 | −$141,828 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/15 | Common Stock | M行使選擇權處分 | −6,500 | $0.00 | $0 | 123,690 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $695.46 - $696.30. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $696.87 - $697.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $697.87 - $698.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $699.00 - $699.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $700.00 - $700.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $701.01 - $701.975. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $702.01 - $702.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $703.155 - $704.05. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $704.41 - $705.405. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $705.51 - $706.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $706.79 - $707.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $707.94 - $708.615. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.