Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Mar 17, 2023
- Accession no.
- 0001209191-23-019477
- Filed
- Mar 17, 2023
- Trade date
- Mar 15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.56M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Common Stock | MOption exerciseAcquired | +6,500 | $173.29F1 | +$1,126,385 | 28,047.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −120 | $696.28F2 | −$83,553.6 | 27,927.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −615 | $697.45F3 | −$428,931.75 | 27,312.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −1,047 | $698.28F4 | −$731,099.16 | 26,265.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −719 | $699.56F5 | −$502,983.64 | 25,546.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −743 | $700.47F6 | −$520,449.21 | 24,803.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −1,428 | $701.70F7 | −$1,002,027.6 | 23,375.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −641 | $702.48F8 | −$450,289.68 | 22,734.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −90 | $703.48F9 | −$63,313.2 | 22,644.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −149 | $704.88F10 | −$105,027.12 | 22,495.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −8 | $705.90F11 | −$5,647.2 | 22,487.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −320 | $707.35F12 | −$226,352 | 22,167.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −420 | $708.31F13 | −$297,490.2 | 21,747.51 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −200 | $709.14 | −$141,828 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Common Stock | MOption exerciseDisposed | −6,500 | $0.00 | $0 | 123,690 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $695.46 - $696.30. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $696.87 - $697.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $697.87 - $698.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $699.00 - $699.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $700.00 - $700.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $701.01 - $701.975. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $702.01 - $702.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $703.155 - $704.05. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $704.41 - $705.405. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $705.51 - $706.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $706.79 - $707.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $707.94 - $708.615. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.