Davies Christa 的 Form 4 申報
Aon plcAON，2023/2/22 申報
- 申報編號
- 0001209191-23-012021
- 申報時間
- 2023/2/22
- 交易日
- 2023/2/17-2/21
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $2,216 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Davies ChristaCIK 0001419356 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/17 | Class A Ordinary Stock | S賣出處分 | −3,845 | $309.54F1,F2 | −$1,190,181.3 | 246,970 | 直接 | |
| 2023/2/17 | Class A Ordinary Stock | S賣出處分 | −47,099 | $310.19F1,F3 | −$14,609,638.81 | 199,871 | 直接 | |
| 2023/2/17 | Class A Ordinary Stock | S賣出處分 | −300 | $310.78F1,F4 | −$93,234 | 199,571 | 直接 | |
| 2023/2/17 | Class A Ordinary Stock | M行使選擇權取得 | +871 | –F5 | – | 200,442 | 直接 | |
| 2023/2/17 | Class A Ordinary Stock | F扣股繳稅處分 | −343 | $310.27 | −$106,422.61 | 200,099 | 直接 | |
| 2023/2/21 | Class A Ordinary Stock | S賣出處分 | −6,455 | $304.15F1,F7 | −$1,963,288.25 | 193,644 | 直接 | |
| 2023/2/21 | Class A Ordinary Stock | S賣出處分 | −8,753 | $305.08F1,F8 | −$2,670,365.24 | 184,891 | 直接 | |
| 2023/2/21 | Class A Ordinary Stock | S賣出處分 | −3,797 | $306.11F1,F9 | −$1,162,299.67 | 181,094 | 直接 | |
| 2023/2/21 | Class A Ordinary Stock | S賣出處分 | −1,523 | $306.87F1,F10 | −$467,363.01 | 179,571 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/17 | Class A Ordinary Shares | M行使選擇權處分 | −871 | $0.00 | $0 | 1,744 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2022.
表 I 有 7 筆交易的價格引用這則附註。
- F2
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $308.725 to $309.72, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $309.75 to $310.745, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $310.76 to $310.79, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $303.59 to $304.58, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $304.60 to $305.46, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $305.63 to $306.62, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $306.65 to $307.40, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
表 I 有 1 筆交易的價格引用這則附註。