Davies Christa's Form 4 filing
Aon plcAON · filed Feb 22, 2023
- Accession no.
- 0001209191-23-012021
- Filed
- Feb 22, 2023
- Trade date
- Feb 17-21, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $22.2M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Davies ChristaCIK 0001419356 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Class A Ordinary Stock | SSaleDisposed | −3,845 | $309.54F1,F2 | −$1,190,181.3 | 246,970 | Direct | |
| Feb 17, 2023 | Class A Ordinary Stock | SSaleDisposed | −47,099 | $310.19F1,F3 | −$14,609,638.81 | 199,871 | Direct | |
| Feb 17, 2023 | Class A Ordinary Stock | SSaleDisposed | −300 | $310.78F1,F4 | −$93,234 | 199,571 | Direct | |
| Feb 17, 2023 | Class A Ordinary Stock | MOption exerciseAcquired | +871 | –F5 | – | 200,442 | Direct | |
| Feb 17, 2023 | Class A Ordinary Stock | FTax withholdingDisposed | −343 | $310.27 | −$106,422.61 | 200,099 | Direct | |
| Feb 21, 2023 | Class A Ordinary Stock | SSaleDisposed | −6,455 | $304.15F1,F7 | −$1,963,288.25 | 193,644 | Direct | |
| Feb 21, 2023 | Class A Ordinary Stock | SSaleDisposed | −8,753 | $305.08F1,F8 | −$2,670,365.24 | 184,891 | Direct | |
| Feb 21, 2023 | Class A Ordinary Stock | SSaleDisposed | −3,797 | $306.11F1,F9 | −$1,162,299.67 | 181,094 | Direct | |
| Feb 21, 2023 | Class A Ordinary Stock | SSaleDisposed | −1,523 | $306.87F1,F10 | −$467,363.01 | 179,571 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Class A Ordinary Shares | MOption exerciseDisposed | −871 | $0.00 | $0 | 1,744 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2022.
Referenced by the price of 7 transactions in Table I.
- F2
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $308.725 to $309.72, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $309.75 to $310.745, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $310.76 to $310.79, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F5
Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $303.59 to $304.58, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $304.60 to $305.46, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $305.63 to $306.62, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $306.65 to $307.40, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.