Lisman Michael 的 Form 4 申報
TransDigm Group INC（TDG），2023/2/21 申報
- 申報編號
- 0001209191-23-011045
- 申報時間
- 2023/2/21
- 交易日
- 2023/2/16
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $929.8 萬。交易後 5 天申報。
這份申報後來被修正申報 0001209191-23-018340（2023/3/14）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lisman MichaelCIK 0001748275 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/16 | Common Stock | M行使選擇權取得 | +3,200 | $217.70 | +$696,640 | 5,509 | 直接 | |
| 2023/2/16 | Common Stock | M行使選擇權取得 | +1,100 | $284.97 | +$313,467 | 6,609 | 直接 | |
| 2023/2/16 | Common Stock | M行使選擇權取得 | +8,100 | $303.90 | +$2,461,590 | 14,709 | 直接 | |
| 2023/2/16 | Common Stock | S賣出處分 | −4,295 | $748.58F1 | −$3,215,151.1 | 10,414 | 直接 | |
| 2023/2/16 | Common Stock | S賣出處分 | −3,875 | $749.48F2 | −$2,904,235 | 6,539 | 直接 | |
| 2023/2/16 | Common Stock | S賣出處分 | −2,359 | $750.36F3 | −$1,770,099.24 | 4,180 | 直接 | |
| 2023/2/16 | Common Stock | S賣出處分 | −403 | $751.39F4 | −$302,810.17 | 3,777 | 直接 | |
| 2023/2/16 | Common Stock | S賣出處分 | −1,468 | $752.99F5 | −$1,105,389.32 | 2,309 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/16 | Common Stock | M行使選擇權處分 | −3,200 | $0.00 | $0 | 0 | 直接 | |
| 2023/2/16 | Common Stock | M行使選擇權處分 | −1,100 | $0.00 | $0 | 0 | 直接 | |
| 2023/2/16 | Common Stock | M行使選擇權處分 | −8,100 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $747.98 - $748.97 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $748.985 - $749.98 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.04 - $750.87. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $751.08 - $751.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.69 - $753.60. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。