Lisman Michael's Form 4 filing
TransDigm Group INC (TDG) · filed Feb 21, 2023
- Accession no.
- 0001209191-23-011045
- Filed
- Feb 21, 2023
- Trade date
- Feb 16, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.30M. It was filed 5 days after the trade.
This filing was later replaced by the amendment 0001209191-23-018340 (Mar 14, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lisman MichaelCIK 0001748275 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | MOption exerciseAcquired | +3,200 | $217.70 | +$696,640 | 5,509 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseAcquired | +1,100 | $284.97 | +$313,467 | 6,609 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseAcquired | +8,100 | $303.90 | +$2,461,590 | 14,709 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −4,295 | $748.58F1 | −$3,215,151.1 | 10,414 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −3,875 | $749.48F2 | −$2,904,235 | 6,539 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −2,359 | $750.36F3 | −$1,770,099.24 | 4,180 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −403 | $751.39F4 | −$302,810.17 | 3,777 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −1,468 | $752.99F5 | −$1,105,389.32 | 2,309 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | MOption exerciseDisposed | −3,200 | $0.00 | $0 | 0 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseDisposed | −1,100 | $0.00 | $0 | 0 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseDisposed | −8,100 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $747.98 - $748.97 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $748.985 - $749.98 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.04 - $750.87. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $751.08 - $751.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.69 - $753.60. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.