Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2023/2/17 申報
- 申報編號
- 0001209191-23-010367
- 申報時間
- 2023/2/17
- 交易日
- 2023/2/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $490.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/15 | Common Stock | M行使選擇權取得 | +6,500 | $173.29F1 | +$1,126,385 | 28,047.51 | 間接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −100 | $750.00 | −$75,000 | 27,947.51 | 間接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −600 | $752.15F2 | −$451,290 | 27,347.51 | 間接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −1,200 | $753.39F3 | −$904,068 | 26,147.51 | 間接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −2,289 | $754.52F4 | −$1,727,096.28 | 23,858.51 | 間接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −856 | $755.52F5 | −$646,725.12 | 23,002.51 | 間接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −455 | $756.58F6 | −$344,243.9 | 22,547.51 | 間接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −950 | $757.60F7 | −$719,720 | 21,597.51 | 間接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −50 | $758.14 | −$37,907 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/15 | Common Stock | M行使選擇權處分 | −6,500 | $0.00 | $0 | 130,190 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.00 - $752.53. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.01 - $753.97. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.01 - $755.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $755.01 - $756.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.02 - $756.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $757.08 - $757.815. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.